Category Archives: Wikicrazia

Why the Italian government should not create an open government unit

Apparently the new Italian government is determined to move to adopt open government practices. It is plausible: several ministers are curious enough to investigate new ways, and smart enough to live out this space as protagonists. Regional cohesion minister Fabrizio Barca has written a review of my book of open government that shows a deep and sophisticated understanding of the topic. The most determined in this is probably Education minister Francesco Profumo, who in 2011 – as the newly appointed CEO of the National Research Council, was taking steps to open up its governance. Not by chance, Profumo requested and got the competence on innovation.

The interesting problem is how to open up the Italian public administration, overcoming its inevitable resistances. To keep it simple, consider two possibities: a top-down strategy, focused on the production of regulation and guidelines, and a bottom-up one, focused on building capacity in the various agencies of the central State, but also – and mainly – of the Regions.

The top-down strategy consists in building a strong open government unit in the Innovation department. This unit writes regulations that mandate the adoption of radical transparency and citizen engagement practices; and it produces tools for the various government agencies to do so (for example guidelines, definitions, technical documents). If it works, this strategy results in a new central institution that can do open government.

The bottom-up strategy consists of infiltrating the various state and regional agencies with open and transparent policies and projects. The goal is not to concentrate competences, but to distribute them; and not to set up transparency and openness as add-ons to the policy process, but rather embedding them in each phase of the policy cycle, from design to ex-post evaluation. If it works, such a strategy builds new capacity in the existing agencies to whatever it is they do (education, health care, infrastructures and so on).

Clearly, the two strategies are not alternative but complementary. Nationwide regulation is needed: for example, we need a Freedom of Information Act as a legal tool of last resort, and you can only do this top-down. But I believe that the bottom-up strategy should be the main one. Here’s the reason: a technical unit that owns open government risks to be considered as a nuisance by the frontline agencies; and the latter can jeopardize open government policies simply by not cooperating, or treating them as more red tape, another bureaucratic requirement. It would be a disaster. Contrived open government is very likely to turn into a sad charade.

Some unsolicited advice to Profumo: minister, resist the temptation to gather the best and the brightest around you. Promote, rather, a community of practice of the Italian civil servants engaged in open government practices; set up an annual conference, reboot Innovatori PA, open channels of cooperation with the world’s leading administrations; use the authoritativeness of your role to reward those who perform well, at any level of the hierarchy; open up spaces of dialogue with the civil society. Don’t create another silo; rather, let open government’s women and the men work from the trenches, were public policies are deployed. Do this to stimulate the agencies’ demand for openness rather than push it down their throat. We risk the emergence of a typically Italian uneven situation, with some agencies performing much better than others. Well – that beats an evenly dismal situation.

Seeds that take roots: the long march of Visioni Urbane

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Sorry, this post in Italian only. I review the medium term fallout from a generative regional policy I worked on in 2007-2009, wearing a Ministry of Economic development hat. The policy in question seems to have spawned quite a lot of interesting stuff. My tentative conclusion is that the ingredients of this success have very little to do with the amount of funding allocated, and are basically a function of an initial investment of attention for details, time, and freedom to explore alternative paths. Feel free to use automated translation if you are interested, and to get in touch with me if you want to learn more.

Era il 2007 quando ho iniziato a lavorare a Visioni Urbane, un progetto della Regione Basilicata che si proponeva di realizzare alcuni spazi per la cultura. Nel gruppo di lavoro rappresentavo il Ministero dello sviluppo economico; il mio compito era di spingere il progetto nella direzione di investire molto sulle competenze creative e imprenditoriali invece che nella costruzione di edifici.

I risultati di Visioni Urbane hanno superato le migliori previsioni. Il progetto – almeno per ora – ha avuto successo: la scena creativa lucana, in precedenza divisa da una cultura di sospetto reciproco, ha collaborato con generosità e competenza con la Regione per progettare una rete di nuovi centri per la cultura. Quattro di questi sono stati anche realizzati, non costruendo nuovi edifici ma recuperando edifici pubblici esistenti ma in decadenza e non utilizzati (in questo modo, circa 3 milioni di euro di nuovi investimenti in mattoni hanno messo a valore 10 milioni di euro di investimenti pubblici già effettuati), mentre un quinto, a causa di problemi strutturali insanabili, ha dovuto essere demolito ed è attualmente in corso di ricostruzione. La gestione di tutti e quattro i centri completati è stata messa a bando; in tre casi è già stata assegnata, mentre il quarto bando scade a gennaio. Due dei tre bandi già assegnati sono stati vinti da consorzi di associazioni e piccole imprese della comunità di creativi raccolta intorno al progetto.

Questi sono già ottimi risultati. Ma ancora più notevole è il fallout di Visioni Urbane: il piccolo gruppo di funzionari che lo ha condotto, e che risponde direttamente al Presidente della Regione, ha esteso l’approccio del progetto ad altre policies, parzialmente integrate con VU stesso. A quanto ne so io:

  • la rete di coordinamento tra i centri immaginata per Visioni Urbane si è evoluta in una fondazione di comunità, partecipata dalle associazioni e le imprese della comunità creativa, da diversi enti locali e dalla Fondazione per il Sud (che funziona da acceleratore, perché raddoppia la dotazione finanziaria raccolta dagli altri soci). La comunità appoggia energicamente questa operazione.
  • la linea di apertura a collaborazioni nazionali e internazionali di VU ha attecchito; i bandi per lo startup dei centri saranno aperti anche a soggetti esterni al territorio.
  • il gruppo di VU è stato protagonista nel lanciare la candidatura di Matera a capitale europea della cultura nel 2019. La responsabile del progetto e il direttore vengono entrambi dall’esperienza di Visioni Urbane.
  • la Basilicata ha costituito una film commission negli ultimi mesi del 2011. La comunità creativa ha chiesto più volte che il metodo molto partecipato di Visioni Urbane venisse applicato anche in quel caso. Non sono sicuro, però, che questo sia effettivamente accaduto.

Visioni Urbane è stato un progetto generativo. Nei primi tempi è stato necessario fare un investimento iniziale di attenzione, tempo e libertà. Attenzione ai dettagli, per imparare a fare fruttare al massimo ogni occasione e ogni euro di denaro pubblico; e tempo e libertà di azione per crescere, esplorare le alternative a disposizione, rimettere in discussione il proprio modo di pensare la policy (ne ho parlato nel mio libro). Questo ha ridotto, inizialmente, l’efficienza amministrativa misurata in velocità di spesa (ci abbiamo messo diversi anni a spendere quattro milioni di euro), ma ha lasciato all’amministrazione nuovi strumenti per analizzare e per fare. In tempi di crisi e di risorse calanti, è un pensiero che mi dà speranza.

Bring on the radicals

“You are a radical!” In my brooding teenage years, my father would mean this as a criticism. In the world we grew up in, being average was a good thing: the backbone of society was the middle class: ethnic majority, a high school diploma or a run-of-the-mill college degree, a steady job, a mortgaged apartment, 2.3 children and a trade union membership card. That’s where you wanted to be: in with the sensible people, under the protection umbrella of NATO and the European welfare state.

The dream of stability and social inclusion of a large chunk of the population (if certainly not all of it) was good while it lasted. But it seems like the hegemony of moderate thinking came with one very big string attached: the collective inability to recognize the rise of global problems (rampant inequalities, climate change, the feral rich, the surveillance society) and deal with it effectively, thinking out of the box. It is not so much a matter of knowledge (though of course we do need more, better knowledge); for at least some of those problems the science is there, as Stewart Brand pointed out (see also the video above). The cognitive capacity of the median elector, not so much.

So what do we do? In terms of response speed and value for money, far and away the best option is to call in the radical thinkers, and give them much more latitude and resources. We have some unused capacity there: as Vinay Gupta recently pointed out, many of the really important problems and most of the candidate solutions to attack them are being investigated by many interesting people. Almost all of them are poor, because their projects lie outside the fundable sphere (by this Vinay means that they are practically unthinkable by the sensible, dominant middle class decision makers in academia, business and government). That capacity could be used to shape an almost evolutionary policy response: give these people the space to prototype their ideas, deploying a lot of them in a controlled testing environment, each with limited funding. Try everything: geoengineering, space colonization, energy-sufficient communities, reputation as currency, you name it. Then drop what does not work, and follow up on what does. Iterate. Nassim Taleb would call this angling for positive Black Swans: each of these ideas has a small probability of bringing about enormous, off-the-scale benefits, so they should all be made small investment in, not cutting ourselves out from those benefits.

Given all that, we should all hail NESTA’s recent call for the radicals that could potentially transform British society. It is the first time I see the R-word used with a positive meaning in a public policy context. And it is no surprise it’s NESTA (the British National Endowment for Science, Technology and the Arts), whose CEO Geoff Mulgan is one of the most interesting policy makers that I know of. The call is not very operational: there are no significant resources, or explicit plans to give the radicals some true leverage. But it is a start. I forecast a wave of increasingly radical thinking in public policy, as scientists and policy wonks hang out more together, and some of the hybris of the former rub off onto the latter. Let’s hope it’s not too late.